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QP Wealth Management, LLC
Multifamily office listing in Boca Raton, Florida, United States.
- SEC-registered
- Regulatory AUM
- $405 million
- Employees
- 7
- Clients
- 1-10
- SEC CRD
- 301071
QP Wealth Management is a multi-family financial services firm providing comprehensive wealth management and alternative investment expertise for entrepreneurs, families, executives, and qualified purchasers.1
Overview
The firm helps entrepreneurs and their families create and manage financial plans tailored to their life goals. Its work combines financial planning, portfolio management, tax strategies, alternative investments, and personalized wealth opportunities.23
History
QP Wealth Management filed for investment-adviser registration in April 2019. Its SEC registration became effective May 1, 2019, under CRD 301071.45
Leadership
James Lloyd is Co-Founder, Chief Executive Officer, and Co-Chief Investment Officer. The firm reports that he began working in financial services in 1989.16
Thomas Leidner is Co-Founder, Co-Chief Investment Officer, and Portfolio Manager.1
Lisa Heerwagen is Co-Founder, Chief Operating Officer, and Chief Compliance Officer. QP Wealth Management says she has more than 40 years of financial-services experience and previously held leadership roles at RBC, Thomson McKinnon, and Morgan Stanley.17
Services
QP Wealth Management provides financial planning, portfolio management, tax strategies, alternative investments, and personalized wealth opportunities. The firm also describes its clients as entrepreneurs, corporate executives, families, investors, and Qualified Purchasers.3
What the firm offers
- Investment management
- Financial planning
- Tax planning
- Private and alternative investments
Client Focus
The firm serves entrepreneurs, families managing generational wealth, and corporate executives. Its broader client description includes investors and Qualified Purchasers.83
Approach
QP Wealth Management describes a process that begins by listening to each client’s story, followed by developing a financial plan, acting on investment and tax strategies, and providing ongoing stewardship.9
Ownership
The firm states that it is owned by James W. Lloyd, Thomas W. Leidner, and Lisa K. Heerwagen.4
Assets
As of December 31, 2023, QP Wealth Management reported managing $222,067,462 in assets across discretionary and non-discretionary accounts.4
By the numbers
| Year | Regulatory AUM | Discretionary | Non-discretionary |
|---|---|---|---|
| 2019 | $114 million | $106 million | $9 million |
| 2020 | $189 million | $125 million | $64 million |
| 2021 | $189 million | $90 million | $99 million |
| 2022 | $217 million | $122 million | $95 million |
| 2023 | $200 million | $108 million | $93 million |
| 2025 | $535 million | $380 million | $155 million |
| 2026 | $405 million | $123 million | $282 million |
| Year | Average AUM per client |
|---|---|
| 2019 | $1 million |
| 2020 | $2 million |
| 2021 | $2 million |
| 2022 | $2 million |
| 2023 | $2 million |
| 2025 | $5 million |
| 2026 | $3 million |
| Client type | Clients (2026) |
|---|---|
| Individuals | 33 |
| High net worth individuals | 82 |
| Corporations | 6 |
| Year | Employees |
|---|---|
| 2019 | 4 |
| 2020 | 5 |
| 2021 | 5 |
| 2022 | 4 |
| 2023 | 7 |
| 2025 | 9 |
| 2026 | 7 |
Ranks #19 of 23 SEC-registered firms in FL on MultifamilyOffices.com by regulatory AUM.
Source: SEC Form ADV data (Part 1A, Items 5A, 5D, 5F) via SEC Information About Registered Investment Advisers files and IAPD, CRD 301071. Ranking uses only firms profiled on MultifamilyOffices.com. As of .
FAQs
Who does QP Wealth Management serve?
The firm works with entrepreneurs, corporate executives, families managing generational wealth, investors, and Qualified Purchasers.83
What services does QP Wealth Management provide?
Its services include financial planning, portfolio management, tax strategies, alternative investments, and personalized wealth opportunities.3
How does the firm work with clients?
The firm says it listens to each client’s story, develops a tailored financial plan, implements investment and tax strategies, and provides ongoing stewardship.9
Related resources
- LocationMultifamily offices in Boca Raton
This Boca Raton directory helps a family or business owner compare nearby multifamily office options by location and service focus. It provides context for assessing how QP Wealth Management's investment management, planning, tax work, and alternative investment services fit within the local market.
- Network siteCapitalGainsTax.com
CapitalGainsTax.com explains capital gains rules and planning considerations that may affect investment decisions, business sales, and concentrated holdings. The guides can help entrepreneurs, executives, and qualified purchasers prepare questions about how tax planning connects with investment management and private investments.
- Network siteFamilyBusinesses.com
FamilyBusinesses.com offers a directory and practical playbooks for owners managing family enterprises. Its material can help readers consider governance, succession, liquidity, and investment questions alongside the financial planning and alternative investment needs that often accompany ownership of a family business.
- GuideOutsourced CIO vs multifamily office
This comparison explains how an outsourced CIO differs from a multifamily office in responsibilities, structure, and client support. A business owner or wealthy family can use it to clarify whether they need investment oversight alone or broader planning, tax, and private investment services.
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CertuityProfiles of Athlon Family Office, Barclay Breland Family Office, and Certuity give readers additional firms to review on this site. Comparing their stated services, client focus, and approaches can help a family or entrepreneur form a clearer set of questions for evaluating QP Wealth Management.
Sources
This profile is a factual summary written in our own words from public sources. It is for information only. It is not an endorsement, rating, ranking or recommendation, and it is not investment advice. MultiFamilyOffices.com is not affiliated with the SEC or with this firm unless stated. Form ADV figures are self-reported by the firm.
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