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Endowment Wealth Management, Inc.

Multifamily office listing in Appleton, Wisconsin, United States.

  • SEC-registered
Regulatory AUM
$609 million
Employees
14
Clients
26-50
SEC CRD
108652

Endowment Wealth Management, Inc. is an SEC-registered, independent, fee-only fiduciary investment adviser serving families, institutions, and other clients through a multi-family-office structure.16

Overview

The firm reports providing holistic wealth management, investment consulting, advanced planning, and relationship management. Its work is coordinated with clients’ tax and legal professionals, with services designed around each client’s goals, values, and risk tolerance.146

Endowment Wealth Management says it serves clients in 26 states through six office locations.1

History

The firm traces its origins to 1996 and began operating under the Endowment Wealth Management name after a 2013 rebrand.3

Leadership

The current leadership page lists Robert L. Riedl as President and CEO, Prateek Mehrotra as Chief Investment Officer, Tim J. Landolt as Director of Institutional Services, and Jamie R. Brown as Senior Investment Officer.2

Services

Endowment Wealth Management provides family wealth planning, investment consulting, advanced planning, and relationship management. Its advanced planning services include wealth enhancement, wealth transfer, wealth protection, charitable giving, and retirement planning.4

For endowments and foundations, the firm acts as an outsourced chief investment officer. It combines institutional investment services with support for boards, trustees, committees, and staff.4

What the firm offers

  • Financial planning
  • Tax planning
  • Estate planning
  • Trust and fiduciary
  • Philanthropy
  • Private and alternative investments
  • Retirement planning

Client Focus

The firm works with business leaders, medical professionals, pre-retirees and post-retirees, real estate investors using 1031 exchanges, philanthropic families, trusts, endowments, foundations, and retirement plans.4

Approach

Endowment Wealth Management describes its 3-D Endowment Investment Philosophy as a combination of passive investments, active managers, and illiquid private investments across global equity, global income, and alternatives. The firm says this framework supports long-term, risk-adjusted outcomes while aligning investment decisions with each client’s goals, values, and risk tolerance.51

Assets and Minimums

The firm’s July 6, 2026 Form ADV record reports $609,222,636 in regulatory assets under management.8

Its cash-management program lists a $100,000 minimum initial deposit, with the stated rate effective June 30, 2026.7

By the numbers

Regulatory AUM by year$0K$168M$335M$503M$670M20182019202020212022202320252026
Source: SEC Form ADV data (Part 1A, Items 5A, 5D, 5F) via SEC Information About Registered Investment Advisers files and IAPD, CRD 108652. As of .
Regulatory assets under management
YearRegulatory AUMDiscretionaryNon-discretionary
2018$134 million$132 million$2 million
2019$158 million$157 million$2 million
2020$179 million$178 million$1 million
2021$230 million$213 million$17 million
2022$295 million$269 million$25 million
2023$296 million$264 million$32 million
2025$428 million$281 million$147 million
2026$609 million$403 million$207 million
Average AUM per client by year$0K$341K$682K$1M$1M20182019202020212022202320252026
Source: SEC Form ADV data (Part 1A, Items 5A, 5D, 5F) via SEC Information About Registered Investment Advisers files and IAPD, CRD 108652. Regulatory AUM divided by the client count reported in Item 5D. Client types reported as fewer than 5 are not counted, so this is approximate. As of .
Average AUM per client
YearAverage AUM per client
2018$1 million
2019$1 million
2020$1 million
2021$1 million
2022$1 million
2023$1 million
2025$1 million
2026$1 million
Clients by type (2026)Individuals326High net worth individuals145Pooled investment vehicles11Pension plans4Charities4Corporations1
Source: SEC Form ADV data (Part 1A, Items 5A, 5D, 5F) via SEC Information About Registered Investment Advisers files and IAPD, CRD 108652. "<5" means the firm reported fewer than 5 clients of that type. As of .
Clients by type
Client typeClients (2026)
Individuals326
High net worth individuals145
Pooled investment vehicles11
Pension plans4
Charities4
Corporations1
Employees by year048121520182019202020212022202320252026
Source: SEC Form ADV data (Part 1A, Items 5A, 5D, 5F) via SEC Information About Registered Investment Advisers files and IAPD, CRD 108652. As of .
Employees reported on Form ADV
YearEmployees
20188
20198
20208
20218
202210
202312
202513
202614

FAQs

Is Endowment Wealth Management a fiduciary adviser?

The firm’s current Form CRS describes it as an independent, fee-only fiduciary investment adviser offering advisory accounts directly to investors.6

What types of clients does the firm serve?

Its client groups include business leaders, medical professionals, pre-retirees and post-retirees, real estate investors using 1031 exchanges, philanthropic families, trusts, endowments, foundations, and retirement plans.4

What investment approach does the firm use?

Its stated 3-D Endowment Investment Philosophy combines passive investments, active managers, and illiquid private investments across global equity, global income, and alternatives.5

  • LocationMultifamily offices in Wisconsin

    This Wisconsin directory helps families and business owners compare multifamily office options by location and service focus. It can provide regional context for reviewing financial planning, tax planning, estate planning, and fiduciary needs alongside Endowment Wealth Management, Inc.'s multi-family-office structure.

  • Network siteEstatePlanner.com

    EstatePlanner.com offers practical guides on wills, trusts, and related estate matters. A reader can use these materials to frame questions about estate planning, trust administration, family transfers, and coordination with investment and philanthropic goals before speaking with an adviser.

  • Network siteFamilyOfficeDatabases.com

    FamilyOfficeDatabases.com provides databases covering family offices and investors. Families, institutions, and business owners can use the listings to understand how this market is organized, identify firms serving comparable client types, and prepare more focused questions about private investments and alternative investments.

  • GuideHow multifamily offices invest

    This MultifamilyOffices.com page explains common ways multifamily offices invest across public, private, and alternative assets. It can help a prospective client assess how investment discussions may connect with retirement planning, liquidity needs, tax planning, and long-term family objectives.

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    Profiles for Lancaster Investments, Allium Financial Advisors, LLC, and Confluence Capital Advisors, LLC offer similar points of comparison on this site. Reviewing their stated services and client focus can help a family or business owner clarify which planning, fiduciary, investment, or philanthropic capabilities matter most in a potential adviser.

Sources

  1. Endowment Wealth Management
  2. Professional Team
  3. EWM SPV-CBD Fund Deck
  4. What We Do
  5. 3-D Endowment Investment Philosophy
  6. Form CRS
  7. Cash Management
  8. SEC Form ADV Summary

Claim or correct this profile

This profile is a factual summary written in our own words from public sources. It is for information only. It is not an endorsement, rating, ranking or recommendation, and it is not investment advice. MultiFamilyOffices.com is not affiliated with the SEC or with this firm unless stated. Form ADV figures are self-reported by the firm.

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