UBS Private Wealth Management

Overview

The SEC/IAPD registration name is UBS ASSET MANAGEMENT CREDIT INVESTMENTS GROUP (UK) LTD.¹ Its Form ADV lists CREDIT SUISSE ASSET MANAGEMENT LIMITED as the primary business name.² The SEC/IAPD record reports pooled vehicles as the client category.¹

UBS Private Wealth Management is a separate division within UBS Financial Services Inc.³ Its services, clients, leaders and planning approach described below are attributed to that division and are not presented as services of the SEC-registered entity.³⁴

Leadership

UBS Private Wealth Management identifies John Mathews as Head, Private Wealth Management Americas and Jennifer Gabrielli as Head, GFIW & UHNW Advisory Americas and Head, Unified Global Banking Americas.³ The UBS Dallas Private Wealth Management page identifies Thomas Stacy as Managing Director and Market Executive for the UBS Texas Central Market.⁴ It also identifies Angela Arolfo as Director and Market Administrative Officer, Heather Dempsey as Director and Branch Operations Manager, Lori Farkas as Authorized Officer and Assistant Operations Manager, and Monica Payne as Associate Director and Supervisory Officer.⁴

Services

The SEC/IAPD record describes the registered entity’s advisory services as portfolio management for pooled vehicles and institutions.¹ Reported fee types include percentage-of-assets-under-management fees and performance-based fees.¹

Separately, UBS Private Wealth Management highlights wealth planning, estate planning, family-office solutions, family advisory, philanthropy and customized portfolios.³ UBS says its Private Wealth Advisors work in teams and draw on global firm resources to create bespoke solutions.³

What the firm offers

• Investment management
• Financial planning
• Estate planning
• Philanthropy

Client focus

The registered entity’s reported regulatory client category is pooled vehicles.¹ Separately, UBS Private Wealth Management describes its clients as ultra-high-net-worth individuals and families with complex financial lives, including founders and entrepreneurs, multigenerational families, family offices and corporate executives.³ UBS states that ultra-high-net-worth individuals are typically defined as having $10 million or more in investable assets; this is a description of that division’s client segment, not a minimum for the registered entity.³

Investment philosophy and approach

UBS Private Wealth Management says its philosophy emphasizes access to firmwide experts, thought leaders and premier solutions.³ UBS Wealth Way organizes its financial planning framework around Liquidity, Longevity and Legacy.⁴ The UBS Dallas page describes access to experts in Wealth Management, Asset Management, and UBS’s Private and Investment Banks.⁴

Assets and minimums

The SEC/IAPD record reports $11,045,754,403 in regulatory assets for the firm record as of August 5, 2026, with pooled vehicles as the reported client category.¹ No minimum investment for the SEC-registered entity is stated in the cited facts.

By the numbers

FAQs

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Sources

1. SEC/IAPD firm summary , accessed August 5, 2026.
2. Form ADV filing , accessed August 5, 2026.
3. UBS Private Wealth Management , accessed October 23, 2026.
4. UBS Dallas Private Wealth Management , accessed October 23, 2026.

Claim or correct this profile

This profile is a factual summary written in our own words from public sources. It is for information only. It is not an endorsement, rating, ranking or recommendation, and it is not investment advice. MultiFamilyOffices.com is not affiliated with the SEC or with this firm unless stated. Form ADV figures are self-reported by the firm.