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Rockefeller Capital Management

Multifamily office listing in New York, New York, United States.

  • SEC-registered
  • Founded 1882
Regulatory AUM
$36.8 billion
Employees
602
Clients
101-250
Founded
1882

Rockefeller Capital Management is the advisory name of Rockefeller & Co. LLC, an SEC-registered investment adviser with CRD 294197 and SEC file 801-113009, providing wealth management, investment management, and investment banking for families, institutions, and corporations.14

Overview

Rockefeller Capital Management reports $236 billion in client assets, more than 140 years of legacy, and 60 offices worldwide as of September 30, 2026.3

History

The firm traces its heritage to John D. Rockefeller’s family office, established in 1882. Rockefeller Capital Management launched in 2018 after acquiring Rockefeller & Co.2

Timeline

  1. 1882Rockefeller’s family office, established in 1882.
  2. 2018Rockefeller Capital Management launched in 2018 after acquiring Rockefeller & Co.
  3. 2026Rockefeller Capital Management reports $236 billion in client assets, more than 140 years of legacy, and 60 offices worldwide as of September 30, 2026.

Leadership

Gregory J. Fleming is President and Chief Executive Officer. He has led the firm since its March 2018 launch and previously held senior leadership roles at Morgan Stanley and Merrill Lynch.9

Services

Rockefeller serves families and individuals, institutional investors, and corporations through wealth management, investment management, and investment banking.4

Its Global Family Office provides investment advisory, wealth strategy, family office, trustee, philanthropic advisory, financial planning, and next-generation financial education services.5

Rockefeller Global Investment Management offers actively managed equity, fixed-income, and alternative strategies supported by Investments, the Office of the CIO, and Client Solutions.6

Rockefeller Global Investment Banking advises private and public companies on mergers and acquisitions, strategic and financial planning, capital raising, capital markets, and shareholder matters.8

What the firm offers

  • Investment management
  • Financial planning
  • Trust and fiduciary
  • Philanthropy
  • Family governance and education
  • Private and alternative investments

Client Focus

The firm works with families and individuals, institutional investors, and corporations, combining wealth management, investment management, and investment banking capabilities.4

Investment Management Capabilities

Rockefeller Global Investment Management reports approximately $20 billion in assets across global, international, and U.S. equity, long-short equity, private equity, investment-grade fixed income, and municipal high-yield strategies.7

By the numbers

Regulatory AUM by year$0K$10.1B$20.2B$30.3B$40.4B20182019202020212022202320252026
Source: SEC Form ADV data (Part 1A, Items 5A, 5D, 5F) via SEC Information About Registered Investment Advisers files and IAPD, CRD 294197. As of .
Regulatory assets under management
YearRegulatory AUMDiscretionaryNon-discretionary
2018$15.8 billion$15.5 billion$304 million
2019$15.0 billion$14.6 billion$363 million
2020$19.1 billion$16.7 billion$2.4 billion
2021$23.8 billion$19.6 billion$4.2 billion
2022$25.5 billion$22.7 billion$2.8 billion
2023$22.7 billion$20.1 billion$2.6 billion
2025$32.6 billion$29.6 billion$3.0 billion
2026$36.8 billion$31.8 billion$5.0 billion
Average AUM per client by year$0K$6M$12M$17M$23M20182019202020212022202320252026
Source: SEC Form ADV data (Part 1A, Items 5A, 5D, 5F) via SEC Information About Registered Investment Advisers files and IAPD, CRD 294197. Regulatory AUM divided by the client count reported in Item 5D. Client types reported as fewer than 5 are not counted, so this is approximate. As of .
Average AUM per client
YearAverage AUM per client
2018$19 million
2019$17 million
2020$21 million
2021$17 million
2022$16 million
2023$9 million
2025$6 million
2026$6 million
Clients by type (2026)Individuals3,335High net worth individuals2,596Corporations374Charities87Pooled investment vehicles47Pension plans34Investment companies12Insurance companies3Government entities2
Source: SEC Form ADV data (Part 1A, Items 5A, 5D, 5F) via SEC Information About Registered Investment Advisers files and IAPD, CRD 294197. "<5" means the firm reported fewer than 5 clients of that type. As of .
Clients by type
Client typeClients (2026)
Individuals3,335
High net worth individuals2,596
Investment companies12
Pooled investment vehicles47
Pension plans34
Charities87
Government entities2
Insurance companies3
Corporations374
Employees by year016633149766220182019202020212022202320252026
Source: SEC Form ADV data (Part 1A, Items 5A, 5D, 5F) via SEC Information About Registered Investment Advisers files and IAPD, CRD 294197. As of .
Employees reported on Form ADV
YearEmployees
2018159
2019191
2020263
2021330
2022405
2023471
2025554
2026602

Ranks #2 of 22 SEC-registered firms in NY on MultifamilyOffices.com by regulatory AUM.

Source: SEC Form ADV data (Part 1A, Items 5A, 5D, 5F) via SEC Information About Registered Investment Advisers files and IAPD, CRD 294197. Ranking uses only firms profiled on MultifamilyOffices.com. As of .

FAQs

What is Rockefeller Capital Management?

Rockefeller Capital Management is the advisory name of Rockefeller & Co. LLC, an SEC-registered investment adviser with CRD 294197 and SEC file 801-113009.1

What services does its Global Family Office provide?

The Global Family Office provides investment advisory, wealth strategy, family office, trustee, philanthropic advisory, financial planning, and next-generation financial education services.5

How large is Rockefeller Capital Management?

The firm reports $236 billion in client assets, more than 140 years of legacy, and 60 offices worldwide as of September 30, 2026.3

  • LocationMultifamily offices in New York

    This New York directory lets families and business owners compare the kinds of multifamily office providers available in the region. Reviewing nearby firms can help a prospective Rockefeller Capital Management client frame questions about investment management, financial planning, trust services, philanthropy, and family governance.

  • Network siteEstatePlanner.com

    EstatePlanner.com offers practical guides on wills, trusts, and related estate planning decisions. A family considering Rockefeller Capital Management can use these materials to identify issues to raise about trust and fiduciary work, philanthropy, intergenerational education, and coordination between personal planning and investment management.

  • Network siteFamilyOffices.com

    FamilyOffices.com provides resources and a peer community focused on single family offices and wealthy families. Its articles can help an owner assess whether Rockefeller Capital Management's services fit a family with institutional needs, private investments, governance questions, or a desire to coordinate wealth across generations.

  • GuideWhen does a family need its own office

    This guide helps readers think through when a family's financial complexity may justify a dedicated office structure. For someone reviewing Rockefeller Capital Management, it can clarify questions about household scale, governance, fiduciary responsibilities, private investments, and whether an external multifamily arrangement matches the family's needs.

  • Similar firmsBessemer Trust
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    Profiles of Bessemer Trust, BBH Multi-Family Office, and Crescent Pine Family Office Group offer comparison points for a reader researching providers. Looking across their stated services and client focus can help a family or business owner prepare consistent questions for Rockefeller Capital Management about planning, investments, trusts, and family education.

Sources

  1. https://reports.adviserinfo.sec.gov/reports/ADV/294197/PDF/294197.pdf
  2. https://www.rockco.com/media/rockefeller-capital-management-announces-official-launch/
  3. https://www.rockco.com/about-rcm/
  4. https://www.rockco.com/
  5. https://www.rockco.com/partners-wealth-group/
  6. https://www.rockco.com/rockefeller-global-investment-management/
  7. https://www.rockco.com/about-rcm/working-at-rockefeller/
  8. https://www.rockco.com/bios/gregory-j-fleming/

Claim or correct this profile

This profile is a factual summary written in our own words from public sources. It is for information only. It is not an endorsement, rating, ranking or recommendation, and it is not investment advice. MultiFamilyOffices.com is not affiliated with the SEC or with this firm unless stated. Form ADV figures are self-reported by the firm.

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