Mindful Wealth LLC

Overview

Mindful Wealth provides financial planning, portfolio management, adviser selection, asset allocation, and advisory consulting. Its planning services include retirement planning, insurance analysis, estate planning, and advice for business owners. (Mindful Wealth Form CRS)

The firm reports $225,291,284 in regulatory assets under management in its May 27, 2026 Form ADV filing. (SEC Investment Adviser Public Disclosure)

History

Mindful Wealth was founded by David M. Dickman, who previously led Midwest investments at J.P. Morgan Private Bank and served as President of Wealth Management at Vivaldi Capital Management. (Mindful Wealth About page)

Leadership

David M. Dickman is Founder and Managing Partner of Mindful Wealth. (Mindful Wealth About page)

Services

The firm’s services include trust and estate planning, portfolio construction, retirement planning, multi-family-office support, balance-sheet creation, and philanthropy guidance. (Mindful Wealth LLC)

For families and family offices, Mindful Wealth evaluates how assets are owned, considers investment, estate-planning, and philanthropic perspectives, and provides executive consulting for ongoing family needs. (Mindful Wealth LLC)

Its investment offering may include equities, fixed income, exchange-traded securities, mutual funds, select alternative investments, and reviews of non-marketable investments. (Mindful Wealth Form CRS)

What the firm offers

• Investment management
• Financial planning
• Estate planning
• Philanthropy
• Risk and insurance
• Business owner services
• Private and alternative investments
• Retirement planning

Client Focus

Mindful Wealth primarily serves high-net-worth and ultra-high-net-worth individuals and families, business owners, certain ERISA plans, and private foundations. (Mindful Wealth Form CRS)

The firm says it does not impose a minimum account size and customizes financial plans and investment management to each client’s circumstances. (Mindful Wealth Form CRS)

Assets, Minimums, and Fees

Mindful Wealth reports $225,291,284 in regulatory assets under management in its May 27, 2026 Form ADV filing. The firm does not impose a minimum account size. Fees are generally assessed quarterly as a percentage of account value, with reported rates from 0.50% to 0.95%. Hourly or fixed fees may apply to special projects. (SEC Investment Adviser Public Disclosure; Mindful Wealth Form CRS)

By the numbers

Approach

Mindful Wealth describes its approach as comprehensive and goal-driven. The firm uses thoughtful questions and close listening to align advice with each client’s priorities. (Mindful Wealth LLC)

FAQs

Related resources

• LocationMultifamily offices in Illinois

  This Illinois directory helps readers compare multifamily offices serving wealthy families and business owners across the state. It provides regional context for evaluating services such as investment management, financial planning, retirement planning, and business owner support alongside a Northbrook based adviser.

• Network siteEstatePlanner.com

  EstatePlanner.com offers plain language guides on wills, trusts, beneficiary choices, and related estate planning decisions. A family reviewing Mindful Wealth LLC's estate planning service can use these materials to identify questions about family governance, wealth transfer, philanthropy, and coordination with legal advisers.

• Network siteFamilyOfficeDatabases.com

  FamilyOfficeDatabases.com provides directories of family offices, investors, and related contacts. Business owners and high net worth families can use the databases to research how different advisory models, investment relationships, and private or alternative investment resources may fit their needs and geographic preferences.

• GuideOutsourced CIO vs multifamily office

  This comparison explains how an outsourced chief investment officer arrangement differs from a multifamily office. Readers can use it to consider whether they need primarily portfolio oversight or a broader relationship covering planning, risk and insurance, philanthropy, retirement, and business owner services.

• Similar firmsBarrington Wealth Management
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  Profiles of Barrington Wealth Management, Cresset, and WindRock Wealth Management give readers additional firms to review on the site. Comparing their stated services, locations, and client focus with Mindful Wealth LLC can help a family or business owner frame questions before selecting an adviser.

Sources

1. Mindful Wealth LLC
2. SEC Investment Adviser Public Disclosure
3. Mindful Wealth Form CRS
4. Mindful Wealth About page

Claim or correct this profile

This profile is a factual summary written in our own words from public sources. It is for information only. It is not an endorsement, rating, ranking or recommendation, and it is not investment advice. MultiFamilyOffices.com is not affiliated with the SEC or with this firm unless stated. Form ADV figures are self-reported by the firm.