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Little Harbor Advisors, LLC
Multifamily office listing in Marblehead, Massachusetts, United States.
- SEC-registered
- Headquarters
- Marblehead, MA
- Regulatory AUM
- $243 million
- Employees
- 13
- SEC CRD
- 168700
Boutique investment firm focused on actively managed tactical strategies for changing market environments.1
Overview
Little Harbor Advisors specializes in tactical investment strategies that combine statistical analysis with portfolio manager judgment. The firm offers investment solutions through separately managed accounts, exchange-traded funds, private fund structures, and research services.23
Leadership
John Hassett serves as Chief Executive Officer. Jeff Landle, CFA®, is Chief Investment Officer and Managing Principal. Moses Grader is Chief Operating and Risk Officer and Managing Principal.9
Richard Tomney is President of Wealth Advisor Solutions and Managing Principal, while Justin Long serves as Chief Compliance Officer.10
Little Harbor reports that its professionals average 26 years of business and investment experience across portfolio management, private equity, hedge funds, investment banking, and related fields.8
Services
The firm’s strategy lineup includes Tactical Beta, Tactical Q, Short Alpha Composite II, and MOTR Long-Short.4
Little Harbor describes its tactical strategies as tools for equity or fixed-income exposure, risk mitigation, diversification, and enhanced returns.5
Tactical Beta and Tactical Q pair core exposure to the S&P 500 or Nasdaq-100 with actively managed VIX hedging.6
Through MOTR research, Little Harbor provides weekly reports, monthly market checkups, and market commentary based on trend-following principles and proprietary models.7
What the firm offers
- Risk and insurance
Client Focus
Little Harbor describes its tactical strategies as tools for equity or fixed-income exposure, risk mitigation, diversification, and enhanced returns. The firm also provides research services through weekly reports, monthly market checkups, and market commentary based on trend-following principles and proprietary models.57
Approach
Little Harbor states that its investment philosophy emphasizes tactical allocation, statistical analysis, human experience, diversification, alpha generation, and risk management.11
The firm combines statistical analysis with portfolio manager judgment in actively managed strategies designed for changing market environments.2
Regulatory Registration
The firm reports regulatory registration with the U.S. Securities and Exchange Commission under CRD 168700, effective August 27, 2013.12
Assets and Minimums
Little Harbor’s Form ADV reports regulatory assets under management of $242,633,524 as of its latest filing.13
By the numbers
| Year | Regulatory AUM | Discretionary | Non-discretionary |
|---|---|---|---|
| 2016 | $6 million | $6 million | $0 |
| 2017 | $3 million | $3 million | $0 |
| 2018 | $6 million | $6 million | $0 |
| 2019 | $9 million | $9 million | $0 |
| 2020 | $33 million | $33 million | $0 |
| 2021 | $123 million | $123 million | $0 |
| 2022 | $353 million | $353 million | $0 |
| 2023 | $198 million | $198 million | $0 |
| 2025 | $202 million | $202 million | $0 |
| 2026 | $243 million | $243 million | $0 |
| Year | Average AUM per client |
|---|---|
| 2018 | $6 million |
| 2019 | $5 million |
| 2020 | $16 million |
| 2021 | $62 million |
| 2022 | $71 million |
| 2023 | $49 million |
| 2025 | $51 million |
| 2026 | $61 million |
| Client type | Clients (2026) |
|---|---|
| Investment companies | 3 |
| Pooled investment vehicles | 1 |
| Year | Employees |
|---|---|
| 2016 | 8 |
| 2017 | 8 |
| 2018 | 9 |
| 2019 | 11 |
| 2020 | 12 |
| 2021 | 15 |
| 2022 | 17 |
| 2023 | 14 |
| 2025 | 12 |
| 2026 | 13 |
Ranks #9 of 10 SEC-registered firms in MA on MultifamilyOffices.com by regulatory AUM.
Source: SEC Form ADV data (Part 1A, Items 5A, 5D, 5F) via SEC Information About Registered Investment Advisers files and IAPD, CRD 168700. Ranking uses only firms profiled on MultifamilyOffices.com. As of .
FAQs
What does Little Harbor Advisors do?
Little Harbor Advisors is a boutique investment firm focused on actively managed tactical strategies, investment solutions, and market research.123
What strategies does Little Harbor offer?
Its lineup includes Tactical Beta, Tactical Q, Short Alpha Composite II, and MOTR Long-Short.4
Who leads Little Harbor Advisors?
John Hassett is Chief Executive Officer; Jeff Landle, CFA®, is Chief Investment Officer and Managing Principal; Moses Grader is Chief Operating and Risk Officer and Managing Principal; Richard Tomney is President of Wealth Advisor Solutions and Managing Principal; and Justin Long is Chief Compliance Officer.910
Related resources
- LocationMultifamily offices in Massachusetts
This Massachusetts-focused page helps a family or business owner place Little Harbor Advisors within the state's multifamily office market. It offers a starting point for comparing firms that may serve clients seeking risk and insurance guidance alongside broader investment planning.
- GuideMultifamily office services
This overview explains the types of support a multifamily office may provide, including risk management, insurance, investment oversight, and coordination with other advisers. Readers can use it to consider which services matter most when assessing an actively managed firm for changing market conditions.
- GuideHow to choose a multifamily office
This guide gives families and business owners a practical way to compare firms, asking about investment approach, risk and insurance capabilities, client fit, fees, and communication. Those questions can help a prospective client assess whether Little Harbor Advisors matches the needs of a complex financial situation.
- GuideHow multifamily offices invest
This page describes how multifamily offices may allocate capital, manage risk, and adjust portfolios as conditions change. It can help readers understand the role of tactical strategies when considering a firm that combines active investment decisions with risk and insurance services.
- Similar firmsBallentine Partners
Battery Global Advisors
Daintree Advisors LLCProfiles of Ballentine Partners, Battery Global Advisors, and Daintree Advisors LLC give readers nearby reference points for comparing firm backgrounds and service mixes. Reviewing these pages alongside Little Harbor Advisors can help a Massachusetts family or business owner identify questions about client type, risk support, and investment management.
Sources
- Little Harbor Advisors
- About Little Harbor Advisors
- Little Harbor Strategies
- Our Philosophy
- SEC Investment Adviser Public Disclosure
- Little Harbor Advisors Form ADV
This profile is a factual summary written in our own words from public sources. It is for information only. It is not an endorsement, rating, ranking or recommendation, and it is not investment advice. MultiFamilyOffices.com is not affiliated with the SEC or with this firm unless stated. Form ADV figures are self-reported by the firm.
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