DCA Family Office

Overview

DCA Family Office, LLC is an SEC-registered investment adviser under CRD 322047 and SEC file number 801-128127. The firm reports that it began operations in 2022 as a real asset investment adviser serving one ultra-high-net-worth founding family.¹²

DCA describes its work as serving a select group of ultra-high-net-worth families, family offices and tax-sensitive investors seeking after-tax wealth creation.³

History

The firm reports that it expanded its services in 2023 and was engaged by two additional families in 2024.²

Timeline

1. 2022The firm reports that it began operations in 2022 as a real asset investment adviser serving one ultra-high-net-worth founding family.
2. 2023The firm reports that it expanded its services in 2023 and was engaged by two additional families in 2024.

Leadership

Curtis M. Rocca III is CEO and Managing Partner. Tom Bratkovich is Chief Investment Officer.⁴

Services

DCA provides alternative private-markets investment advice, portfolio management and family office services. Its investment recommendations focus on private funds and alternative investment opportunities, with cash-management advice covering bonds and other debt instruments when requested.²

The firm focuses on private-market opportunities involving real estate, agriculture, real assets and private operating companies, working with experienced operating partners.⁵

What the firm offers

• Investment management
• Tax planning
• Private and alternative investments

Client Focus

DCA works with ultra-high-net-worth families, family offices, tax-sensitive investors and companies. Its family-office services are designed for a select group of clients pursuing after-tax wealth creation.³

Approach

DCA describes a six-step process covering family discovery, scenario analysis, preparation of an investment policy statement, implementation, monitoring and engagement with investment managers.²

The firm emphasizes tax-aware private-market investing and uses proprietary frameworks called Ultimate Alpha, Tax Benefit Harvesting and Tax Equivalent Return.⁶

Assets and Minimums

DCA reports $119,914,111 in regulatory assets under management in its March 30, 2026 Form ADV filing.¹

By the numbers

FAQs

Related resources

• LocationMultifamily offices in California

  Explore multifamily offices in California to compare firms serving wealthy families and business owners. This regional directory can help you frame questions about investment management, tax planning, private markets and family office services before speaking with DCA Family Office, LLC.

• Network siteCapitalGainsTax.com

  CapitalGainsTax.com explains capital gains tax rules and planning approaches that may affect portfolio sales, private investments and business interests. Its guides can help a prospective client identify tax questions to raise when discussing investment management and tax planning with DCA Family Office, LLC.

• GuideMFO vs SFO vs virtual family office

  This comparison of multifamily offices, single-family offices and virtual family offices outlines differences in structure, cost and service model. A family or business owner can use it to consider which arrangement fits needs such as private market access, portfolio management and ongoing family office support.

• GuideQuestions to ask a multifamily office

  Use this question guide to prepare for conversations about fees, services, investment approach, conflicts and client fit. The prompts can help a wealthy family or business owner assess how a prospective adviser handles tax planning, alternative investments and coordination across family office needs.

• Similar firmsAG Asset Advisory, LLC
  Andina Capital Management, LLC
  Catalyst Family Office

  Profiles of AG Asset Advisory, LLC, Andina Capital Management, LLC and Catalyst Family Office offer additional points of comparison on this site. Reviewing similar firms can help readers clarify the services, client focus and private investment experience they want to discuss with DCA Family Office, LLC.

Sources

1. 1
2. 2
3. 3
4. 4
5. 5
6. 6

Claim or correct this profile

This profile is a factual summary written in our own words from public sources. It is for information only. It is not an endorsement, rating, ranking or recommendation, and it is not investment advice. MultiFamilyOffices.com is not affiliated with the SEC or with this firm unless stated. Form ADV figures are self-reported by the firm.