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Calderwood Family Office

Multifamily office listing in Houston, Texas, United States.

  • SEC-registered
  • Founded 2013
Regulatory AUM
$229 million
Employees
5
Founded
2013
SEC CRD
313466

Calderwood Financial is an SEC-registered investment adviser providing customized financial solutions, investment management, retirement consulting, insurance planning, and employer benefit services.1

Overview

Calderwood Financial Strategies, Inc. operates as Calderwood Financial in Houston, Texas. The SEC lists its registration as approved effective April 15, 2021, under CRD 313466 and SEC file number 801-120801.1

History

The firm reports that it was formed in 2013 and is controlled by Charles Calderwood, its President and Chief Compliance Officer. Charlie Calderwood has provided customized financial services since 1976.23

Timeline

  1. 1976Charlie Calderwood has provided customized financial services since 1976.
  2. 2013The firm reports that it was formed in 2013 and is controlled by Charles Calderwood, its President and Chief Compliance Officer.
  3. 2021The SEC lists its registration as approved effective April 15, 2021, under CRD 313466 and SEC file number 801-120801.

Leadership

Charles Calderwood serves as President. Stephanie Blakes, CFP®, MBA, is Director of Analytics; Patrick Connelly, CLU®, is Registered Representative & Financial Advisor; Lenny Saizan, MBA, is Director of Strategic Market Development; and Madison Woodward is Investment Consultant & Strategist.4

Services

Calderwood provides asset management using stocks, bonds, mutual funds, exchange-traded funds, real estate investment trusts, and other securities. Its services also include investment portfolio management, 401(k) plans, pension plans, supplemental retirement plans, corporate-owned life insurance, employer group health benefits, life insurance, and policy reviews.56

The firm provides retirement plan consulting to employer-sponsored plans in which it is engaged as a 3(21) co-fiduciary.5

What the firm offers

  • Investment management
  • Trust and fiduciary
  • Risk and insurance
  • Private and alternative investments
  • Retirement planning

Client Focus

Calderwood works with business owners, self-employed professionals, corporate executives, and affluent individuals. For corporate clients, its focus includes maintaining and increasing cash flow, reducing income taxes, harvesting business equity, and supporting executive benefits.3

Approach

Calderwood describes its approach as building long-term client relationships, developing customized solutions to grow and preserve assets, and guiding clients with strategic financial thinking. Madison Woodward applies fundamental analysis and personalized portfolio construction based on each client’s goals and needs.64

Assets and Minimums

The firm’s March 9, 2026 Form ADV reports $228,534,086 in regulatory assets under management. Calderwood reports no minimum account size for asset management services.78

By the numbers

Regulatory AUM by year$0K$63M$126M$189M$251M20212022202320252026
Source: SEC Form ADV data (Part 1A, Items 5A, 5D, 5F) via SEC Information About Registered Investment Advisers files and IAPD, CRD 313466. As of .
Regulatory assets under management
YearRegulatory AUMDiscretionaryNon-discretionary
2021$197 million$197 million$0
2022$204 million$0$204 million
2023$161 million$0$161 million
2025$216 million$49 million$167 million
2026$229 million$66 million$163 million
Average AUM per client by year$0K$1M$2M$3M$4M20212022202320252026
Source: SEC Form ADV data (Part 1A, Items 5A, 5D, 5F) via SEC Information About Registered Investment Advisers files and IAPD, CRD 313466. Regulatory AUM divided by the client count reported in Item 5D. Client types reported as fewer than 5 are not counted, so this is approximate. As of .
Average AUM per client
YearAverage AUM per client
2021$4 million
2022$4 million
2023$3 million
2025$3 million
2026$3 million
Clients by type (2026)High net worth individuals25Pension plans23Individuals20Corporations1
Source: SEC Form ADV data (Part 1A, Items 5A, 5D, 5F) via SEC Information About Registered Investment Advisers files and IAPD, CRD 313466. "<5" means the firm reported fewer than 5 clients of that type. As of .
Clients by type
Client typeClients (2026)
Individuals20
High net worth individuals25
Pension plans23
Corporations1
Employees by year0134620212022202320252026
Source: SEC Form ADV data (Part 1A, Items 5A, 5D, 5F) via SEC Information About Registered Investment Advisers files and IAPD, CRD 313466. As of .
Employees reported on Form ADV
YearEmployees
20211
20221
20231
20253
20265

Ranks #14 of 17 SEC-registered firms in TX on MultifamilyOffices.com by regulatory AUM.

Source: SEC Form ADV data (Part 1A, Items 5A, 5D, 5F) via SEC Information About Registered Investment Advisers files and IAPD, CRD 313466. Ranking uses only firms profiled on MultifamilyOffices.com. As of .

FAQs

Is Calderwood Financial currently registered?

Yes. The SEC lists Calderwood Financial Strategies, Inc. as an approved investment adviser.1

What clients does the firm serve?

Its website identifies business owners, self-employed professionals, corporate executives, and affluent individuals.3

What services does the firm provide?

Documented services include investment management, retirement plan consulting, insurance planning, and employer benefit programs.6

  • LocationMultifamily offices in Houston

    A Houston office directory helps family and business owners compare firms serving the region. It can provide context for evaluating Calderwood Financial's investment management, retirement consulting, insurance planning, and employer benefit services alongside other local options.

  • Network siteEstatePlanner.com

    EstatePlanner.com offers guides on wills, trusts, and related planning topics. These materials can help a family discuss how Calderwood Financial's trust and fiduciary, investment, insurance, and retirement services might fit with broader estate decisions.

  • Network siteFamilyBusinesses.com

    FamilyBusinesses.com combines a directory with playbooks for family-owned companies. Owners can use it to frame questions about succession, business liquidity, retirement planning, risk coverage, and private investments when reviewing Calderwood Financial's services.

  • GuideQuestions to ask a multifamily office

    This question guide helps a prospective client structure a first conversation with a multifamily office. A wealthy family or business owner can use it to ask about investment management, fiduciary responsibilities, insurance planning, retirement advice, alternative investments, fees, and client fit.

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    Profiles of Acropolis Capital Partners, Badii Group Private Wealth Management, and Benzer Capital offer comparison points within this site's firm directory. Reviewing their described services, client focus, and locations can help a reader prepare a more informed comparison with Calderwood Financial.

Sources

  1. SEC Investment Adviser Public Disclosure: Calderwood Financial Strategies, Inc.
  2. Calderwood Financial Form ADV brochure
  3. Calderwood Financial About Us
  4. Calderwood Financial Our Team
  5. Calderwood Financial Form ADV brochure
  6. Calderwood Financial
  7. Calderwood Financial Form ADV, March 9, 2026
  8. Calderwood Financial Form CRS

Claim or correct this profile

This profile is a factual summary written in our own words from public sources. It is for information only. It is not an endorsement, rating, ranking or recommendation, and it is not investment advice. MultiFamilyOffices.com is not affiliated with the SEC or with this firm unless stated. Form ADV figures are self-reported by the firm.

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